BEHAR, GUTT, & GLAZER, PA.,
a Florida professional association,
Plaintiff,
v.
JOSEPH MABE and
MERRILEE ZAWADZKI
Defendant(s)
__________________________________________
MOTION FOR LEAVE TO AMEND PLEADINGS
Now Comes the DefendantsDefendant, JOSEPH MABE and MERRILEE ZAWADZKI, pursuant to Fla. R. Civ. P. 1.190 and files this Motion to Amend the Pleadings. DefendantsDefendant seeks to correct any of the perceived deficiencies noted in Plaintiff’s Motion to Strike DefendantsDefendant’ Answer and Counterclaim, without the expense and waste of time spent litigating the issues raised by the said Motion.
- The substance of this action began when the DefendantsDefendant retained the Plaintiff to represent DefendantsDefendant in a matter with the Villas of Windmill Point Property Owners Association. A Retainer Agreement was entered to that effect.
- During the proceeding at the case, the Plaintiff failed to meet the expectations of the DefendantsDefendant as per the Retainer Agreement, which led to contentions about the payment for the Plaintiff. This contention led to the instant case filed on December 12, 2021, which case the Plaintiff filed against the DefendantsDefendant to attempt to obtain money, which they (Plaintiff) are not entitled to.
- Accordingly, on or about December 29, 2021, the DefendantsDefendant filed an Answer, Affirmative Defenses, and Counterclaim to the Plaintiff’s Complaint.
- The Plaintiff then filed a Motion to Strike DefendantsDefendant’s Affirmative Defenses, Motion to Strike Scandalous Matters, Motion to Dismiss Counterclaim, and Motion for More Definite Statement.
- DefendantsDefendant, in addition to filing a Response to the said Plaintiff’s Motion, hereby files this Motion for Leave to Amend the Answer and Counterclaim.
- Under Florida law, leave of court to file an amended pleading shall be given freely when justice requires. See Fla. R. Civ. P. 1.190(a); See also Hutson v. Plantation Open MRI, LLC,66 So. 3d 1042, 1044 (Fla. 4th DCA 2011) (“Florida Rule of Civil Procedure 1.190(a) provides that leave to amend shall be given freely when justice so requires”). Absent exceptional circumstances, motions for leave to amend pleadings should be granted. Thompson v. Publix Supermarkets, Inc., 615 So. 2d 796, 797 (Fla. 1st DCA 1993).
- Further, refusal to allow amendment of a pleading constitutes an abuse of discretion unless it clearly appears that allowing the amendment would prejudice the opposing party; the privilege to amend has been abused; or amendment would be futile.” See Thompson. at 1044-45. “The primary consideration in determining whether a motion for leave to amend should be granted is a test of prejudice. . . .” Id.
- Courts are directed to be “liberal in permitting” a motion for leave to amend, made at or before a motion for summary judgment. See Saidi v. Saqr, 207 So. 3d 991 (Fla. 5th DCA 2016); Dimick v. Ray, 774 So. 2d 830 (Fla. 4th DCA 2000); Thompson v. Bank of New York, 862 So. 2d 768 (Fla. 4th DCA 2003); Cobbum v. Citi Mortgage, Inc., 158 So. 3d 755 (Fla. 2d DCA 2015). Accordingly, motions for leave to amend at this stage in litigation will almost always be granted by the court in its discretion.
- Moreover, “the decision to grant leave to amend rests upon the trial court’s discretion, and any doubts should be resolved in favor of the amendment.” Overnight Success Constr., Inc. v. Pavarini Constr. Co., Inc., 955 So. 2d 658, 659 (Fla. 3d DCA 2007). “However, the trial court’s discretion should be exercised in accordance with the public policy of this state to freely allow amendments so that cases may be resolved on their merits.” Dausman v. Hillsborough Area Reg. Transit, 898 So. 2d 213, 215 (Fla. 2d DCA 2005).
- The Court to consider three factors in determining whether to grant leave to amend: (1) whether the opposing party will be prejudiced if the amendment is permitted; (2) whether the party seeking leave to amend is abusing the process or privilege; and (3) whether the amendment is futile. See Life Gen. Sec. Ins. Co. v. Horal, 667 So. 2d 967 (Fla. 4th DCA 2001).
- The Opposing Party will not be prejudiced if the Amendment is Permitted
- In Courts grant Motions to Amend where there is no prejudice to the other party in the case that could rise to the level required to prevent the amending party from amending his pleading. Carter v. Ferrell, 666 So.2d 556 (Fla. 2nd DCA 1995),
- light of the foregoing, DefendantsDefendant avers that first, no party will be prejudiced by the granting of this Motion. This case is not set for trial in March, which is about one month away. DefendantsDefendant are is therefore entitled to amend their Answer and Counterclaim. See Carter v. Ferrell, 666 So.2d 556 (Fla. 2nd DCA 1995).
- There is no abuse of the privilege to amend.
- Florida courts may deny the party the right to amend in the case of numerous amendments to the complaint regarding the same cause of action. See Feigin v. Hospital Staffing Services, Inc., 569 So.2d 941 (Fla. 4th DCA 1990) (affirming the trial court’s decision to deny amendment for the seventh time).
- FurtherIn the instant action, Plaintiff cannot claim any surprise caused by the proposed amendment because the Amended Answer and Counterclaim features the same basic parties, issues, and facts already at issue in this lawsuit.
- The Amendments proposed by the Defendant are not futile.
- DefendantsDefendant further avers that the proposed amendment would not be futile. An amendment is futile when the proposed amendment would not state a cause of action. See PNC Bank, N.A. v. Progressive Employer Servs. II, 55 So. 3d 655, 660 (Fla. 4th DCA 2011);seealso Quality Roof Servs., Inc. v. Intervest Nat’l Bank, 21 So.3d 883, 885 (Fla. 4th DCA 2009). In the instant action, DefendantsDefendant maintains that the proposed amendments are not insufficient as a matter of law and do not fail to state a cause of action. Primarily, these amendments buttress already sound factual allegations and legal claims asserted against the Plaintiff (in the counterclaim), and therefore should correct any of the perceived deficiencies noted in Plaintiff’s Motion to Strike DefendantsDefendant’s Answer and Counterclaim, without the expense and waste of time spent litigating the issues raised by the said Motion. Accordingly, the Defendant’s Counterclaim raises the following causes of action: Breach of Contract,Violations of Florida’s Unfair and Deceptive Trade Practices Act, Chapter 501, Part II, Florida Statutes, Breach of Fiduciary Duties, Legal Malpractice, Fraud, and Intentional Infliction of Emotional Harm.
- Accordingly, DefendantsDefendant’s request that this Court grant them leave to file their Amended Answer and Counterclaim, which is attached hereto as Exhibit “A,” and enter an Order deeming the attached Amended Answer and Counterclaim filed.
WHEREFORE, Defendant respectfully requests that this Court enter an Order granting DefendantsDefendant’s leave to file their Amended Answer and Counterclaim, which is attached hereto as Exhibit “A;” deeming the attached Amended Answer and Counterclaim filed, and granting such other relief as this Court deems just and proper under the circumstances.
Dated: ____________
LOOKING FOR ANSWER TO THESE QUESTIONS STILL
QUESTIONS ON THIS SECTION
we have a hearing set for march on this motion, but #9 says there is no hearing set for this matter. Is that fine?
In # 11 Don’t I need to state the causes of action in my particular complaint?
when I am finised with this review I will let yo know if Ihave any further questions on this section
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true and correct copy of the foregoing has been served via the indicated method on this ______ day of January, 2022 on the following parties:
Via Florida E-portal
BEHAR, GUTT & GLAZER, P.A.
IRA GUTT, ESQ.
STACEY L. GLADDING, ESQ.
DCOTA A-350
1855 GRIFFIN ROAD
FORT LAUDERDALE, FL33004
E-mail: collections@bgglaw.com
/s/MerrileeZawadzki
/s/Joseph Mabe
EXHIBIT A
AMMENDED ANSWER, AFFIRMATIVE DEFENSES, AND COUNTERCLAIM
BEHAR, GUTT, & GLAZER, PA.,
a Florida professional association,
Plaintiff,
v.
JOSEPH MABE and
MERRILEE ZAWADZKI
Defendant(s)
__________________________________________
AMENDED ANSWER, AFFIRMATIVE DEFENSES, AND COUNTERCLAIM
COME NOW, the DefendantsDefendant, MERRILEE ZAWADZKI (“Defendant” or “Zawadzki”) and the defendant, JOSEPH MABE (“Defendant” or Mabe”), appearing pro se, and files this Amended Answer, Affirmative Defenses and Counterclaim to Plaintiff’s Complaint, as follows: do I need a statement that states together defendantsDefendant?
JURISDICTION AND VENUE
- Admit the allegations in paragraph 1 of the Complaint to the extent it purports to be an action for damages.
- Defendant avers that Paragraph 2 of the Complaint contains information unknown to the DefendantsDefendant, and is therefore denied.
- DefendantsDefendant admits the allegations in paragraph 3 of the Complaint that MERRILEE ZAWADZKI is a resident of Wayne County, but deny she is sui juris, as she has a power of attorney used in the underlying case.
- DefendantsDefendant admits the allegations in paragraph 4 of the Complaint that JOSEPH MABE is a resident of St. Lucie County, Florida and is sui juris. However, Defendant MABE filed a Motion to remove his pleadings. Therefore, this Answer is only drafted by Defendant MerrileeZawadzki.
- DefendantsDefendant deniesy the allegations in paragraph 5 of the Complaint and demand strict proof of the averments thereof. DefendantsDefendant states that the underlying dispute involved bankruptcy proceedings for Villas of Windmill Point II Property Owners Association, Inc., which is located in Port St Lucie, Florida. While the bankruptcy proceedings were before the U.S. Bankruptcy court for the Southern District of Florida and the plaintiff’s place of business is in Broward County Florida, this is a dispute that involves Port Saint Lucie, Florida and was litigated from the U.S. Bankruptcy Court for Southern District of Florida. West Palm Beach Division. Besides, Defendant Mabe lives in Port St. Lucie and Defendant Zawadzki owns property at the same location in Port St Lucie that the bankruptcy proceedings were based on. Therefore, Defendant challenges the venue of this claim and aver that the Plaintiff filed the case at the wrong venue.. this is a factual claim about jurishdiction do you agree it needs to be part of the answer or just the request to change jurishdiciton in our complaintand motion?
- DefendantsDefendant deniesy the allegations in paragraph 6 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 7 of the Complaint.
ALLEGATIONS COMMON TO ALL COUNTS
- DefendantsDefendant agrees in part and deny in part, the allegations in paragraph 8 of the Complaint. It is Admitted that BEHAR, GUTT, & GLAZER, P.A. (“BGG”) and the DefendantsDefendant entered into an agreement with BBG and agreed to an hourly rate. It is denied that the legal services agreed upon were performed. And admit what purports to be a copy of the Agreement.is attached marked as Exhibit “A.”we were not going to attach it here, wanted make sure it wasn’t bold to look like an attachment and I believe by florida law we need to attach it to our claim for breach of contract. Do you Agree so that we have a clear basis for brining the claim?
- DefendantsDefendant admits the allegations in paragraph 9 of the Complaint but dispute the amount of said invoices and how timely they were filed.
- Defendant admits the allegations in paragraph 10 of the Complaint in part and denies them in part. DefendantsDefendant agrees that BGG preformed ongoing services. However, they deny that there was no objection. See attached. (Exhibit “A”).I still question this. Although a pleading ,Ibelieve responses(answers) are handeled differently and can be grounds to stike my claims. Isent floridas rule on this. Imnot stating your wrong however I want to be certain. Too many mistakes by a pro se defendantsDefendant is worth the caustion.
- DefendantsDefendant admits in part and deniesy in part the allegations in paragraph 11 of the Complaint. DefendantsDefendant admits that an order granting Expedited motion was issued. However, they deny that it was (ECF 560) and deny that it was entered on October 24, 2021.
- Defendant admits the allegations in paragraph 12 of the Complaint as to the amount deposited into the trust account.
- DefendantsDefendant deniesy the allegations in paragraph 13 of the Complaint.
- DefendantsDefendant avers that there is insufficient information to admit or deny the allegations in paragraph 14 of the Complaint.
- DefendantsDefendant admits the allegations in paragraph 15 of the Complaint that the Plaintiff provided a notice to the DefendantsDefendant.
- DefendantsDefendant deniesy the allegations in paragraph 16 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 17 of the Complaint.
COUNT 1
FORECLOSURE OF ATTORNEY CHARGING LIENS
- DefendantsDefendant admits the allegations in paragraph 18 of the Complaint that this purports to be an action for damages.
- DefendantsDefendant admits and deniesy the allegations in paragraph 19 of the Complaint. DefendantsDefendant admits that an agreement was entered into. However, they deny that the length of time for performing the services was part of the agreement.
- DefendantsDefendant deniesy the allegations in paragraph 20 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 21 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 22 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 23 of the Complaint.
COUNT II
FORECLOSURE OF ATTORNEY RETANING LIEN
- DefendantsDefendant admits the contents of paragraph 24 of the Complaint that this purports to be an action for damages.
- DefendantsDefendant admits and deniesy the contents of paragraph 25 of the Complaint. DefendantsDefendant admits that an agreement was entered into. However, they he denies ythat the length of time for performing the services of the agreement.
- DefendantsDefendant denyies the allegations in paragraph 26 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 27 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 28 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 29 of the Complaint.
COUNT III
BREECH OF CONTRACT
- DefendantsDefendant admits the contents of paragraph 30 of the Complaint to the extent that what appears to be a copy of a retainer agreement is attached. DefendantsDefendant avers that there is insufficient information to respond to rest of the allegations therein.
- DefendantsDefendant deniesy the allegations in paragraph 31 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 32 of the Complaint.
COUNT IV
OPEN ACCOUNT
- DefendantsDefendant avers that there is insufficient information to admit or deny the allegations in paragraph 33 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 34 of the Complaint.
COUNT V
ACCOUNT STATED
- DefendantsDefendant admits the allegations in paragraph 35 of the Complaint to the extent that before this action there were business transactions. However, the DefendantsDefendant deniesy the resulting balances.
- DefendantsDefendant admits in part the allegations in paragraph 36 of the Complaint to the extent that statements were sent. However, the DefendantsDefendant avers that there is insufficient information to respond to rest of the allegations therein.
- DefendantsDefendant deniesy the allegations in paragraph 37 of the Complaint.
COUNT VI
SERVICES RENDERED/ QUANTUM MERUIT
- DefendantsDefendant deniesy the allegations in paragraph 38 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 39 of the Complaint.
COUNT VII
UNJUST ENRICHMENT
- DefendantsDefendant deniesy the allegations in paragraph 40 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 41 of the Complaint.
- DefendantsDefendant deniesy the allegations in paragraph 42 of the Complaint.
STATEMENT OF FACTS COMMON TO AFFIRMATIVE DEFENSES AND COUNTER CLAIMS
- The Complaint (Complaint”) in this matter was filed by BEHAR, GUTT & GLAZER,P.A. (The “Plaintiff”, “Plaintiff/Counter- Defendant” or “BGG” or “Mr. Behar”), on December 1, 2021.
- In this matter, MERRILEE ZAWADZKI (“the Defendant/Counter-Plaintiff” or “Ms. Zawadzki”) and JOSEPH MABE (the Defendant/Counter-Plaintiff” or “Mr. Mabe”) (collectively the “Defendants/Counter-Plaintiffs”) on or about February 10, 2021 entered into an agreement for legal services that was reduced to a Retainer Agreement with Plaintiff/Counter-Defendant. Said Retainer is attached as an exhibit to the Complaint.Exhibit “B”. Do we need to attach the complaint here?
- Defendant/Counter Plaintiff, together with JOSEPH MABE, paid a consultation fee of $800.00 on or about February 2, 2021 to Plaintiff/Counter-Defendant to review documents and Evidence and discuss DefendantsDefendant/Counter Plaintiff’ss objectives involving a matter with Villas of Windmill Point II Property Owners Association (“the Villas”). The meeting lasted just over 3 hours.
- The documents and evidence was dropped off at Mr. Behar’s office. Later, And on or about February 10 2021, a Retainer fee of $5000.00 was paid to Plaintiff/Counter Defendant. Retainer was paid it was not paid at the time documents were droped of (does it matter for the sake of this sentence)
- There is nothing in the Retainer Agreement that allows the Plaintiff/Counter- Defendant to deduct amounts that are alleged to be due under the Retainer Agreement, from amounts that are deposited into the Trust Account in the Villas Bankruptcy.
- As it relates to the Villas Bankruptcy, there were multiple payments that were made to BGG in excess of $60,000. However there were on going disputes and concerns about the DefendantsDefendant/Counter-Plaintiff’s Objectives and the excessive billing. DefendantsDefendant made both verbal and written concerns about the fees. Exhibit “CA” shows emails between the Plaintiff/Counter-Defendant as it relates to the scope of the litigation and the billing.ALTHOUGH DEFENDANT IS REOMOVING HIMSELF HE MADE WRITTEN AND VERBAL STATEMNTS THAT WE ARE USING AS EVIDENCE SO WE SOME HOW NEED TO MENTION THATPotentially B
- Funds were placed into Mr. Behar’s Trust Account in the amount of $17,500 for Mr. Mabe and $17,500 for Ms. Zawadzki. ( MABE AND ZAWADZKI HAVE A SEPARATE AGREMENT THAT ZAWADZKI GETS 20,000 AND MABE GETS 15,000- DO WE NEED TO MENTION THIS NOW THAT MABE IS REMOVING HIMSELF)
- DefendantsDefendant/Counter-Plaintiffs entered into a settlement agreement, which provided that the funds be placed into the account of BGG. Defendant/Counter-Plaintiffs did not give an option as to the disbursement of these funds. The Settlement Agreement was not entered into voluntarily.
- Immediately, during settlement negotiations, Mr. Behar told Mabe and Zawadzki that the Trustee in the Bankruptcy filed an Expedited Motion, in order to force the approval of the Settlement Agreement. On August 17, 2021, the Bankruptcy Judge Paul G. Hyman held a Settlement Conference. Mr. Behar was in attendance for part of the conference where some issues were discussed with Defendant. After that, Mr. Behar left to attend a funeral. Once Mr. Behar left, additional settlement negations took places that were not shared with Defendant. I THIINK I NEED TO MENTION THAT MABE WAS PRESENT AS WEL(and mr mabe who was also in attendance) Mr. Behar made no arrangements to continue so his clients could participate in the negotiations. Further, he made no arrangements to ensure his clients would be fully represented in this matter. It was a global agreement that involved all parties. It follows; Defendant was not involved in such negotiationsations, which ought to include all parties. The Agreement was entered without the input, consent and/or approval of the Defendant. Mr. Mabe who was also in attendance. At the same meeting, Judge Hyman scheduled a follow upconference for October 1st as there was no a global agreement reached on all items or by all parties on that date. Two other dates were discussed for rescheduling believed to be October 4th and 5th or 6th but they were conflicts for some of the parties.
- . Defendant only learned that such negotiations took place after the fact.The trustee threatened to file (and later filed) a motion to force the agreement when Defendant and Mr. Mabe were still negotiating a settlement and asked Mr. Behar to object to as there was no settlement that all parties had agreed to. At this same meeting, Judge Hyman scheduled a follow up conference for October 1st as there was an original conflict for the 4th and 5th. as there was not an agreement reached that date.
this is important- not quite accurate yet. Mr. Behar was in attendancefor part ot the conference where some issues were discussed with defendantsDefendantDefendantDefendant
- Besides, Mr. Behar did not also participate since he was away for the funeral. Consequently, on August 25, 2021, a Motion in part to allow claims for voting purposes was filed. (Docket 539). Exhibit “D”. The Defendant severally asked Mr. Behar to object to the said Motion, but he did not object. It is also worth noting that later, when the Defendant was were reviewing the record, shethey observed that the document was drafted as if there was only one party in attendance. Instead,Mabe and Defendant Zawadzkit hrough her power of attorney were in attendance. The Plaintiff also failed to object to page 5 of the Motion, which stated that he did not participate in the final numbers, when he did not participate in the negotiations on this subject at all, as he was not in attendance at that time. .
- Further, on September 17, 2021, the Trustee filed a Motion to Enforce the Agreement. Again, Defendant asked Plaintiff (both verbally and by email) to object to the Motion, on the ground that there was not an agreement of all parties on that date. (Exhibit E) all parties did not participate in theAgreement.Exhibit “E”. for reference to this point as of the 17th all parties did not agree eventually 10 days later the final party under duress signed and submitted but as of that day all parties had not agreed. And it was pointed out to behar just reference incas you think it can be better stated. But may be fine as is
- DefendantsDefendan t/Counter-Plaintiffs requested Mr. Behar to object to the hearing and pleadings approving the claim for voting purposes only filed on or about 8/25/2021 Court document 538 Exhibit “ “ (just include the entire document, but specify the page number); and purporting an amended agreed an objection to claims on numerous occasions between August 25, 2021 and at least September 13. 2021. Mr. Behar did not make such objections and further had to leave for a family emergency during the time the other parties conducted such negations without Mr. Mabe, Ms. Zawadzki or there Counsel, Mr. Behar, present. Exhibit “ ” shows emails of such request.
- As to the Settlement; there was no global agreement consented to, or signed by all Parties on September 17, 2021.
- Mr. Behar states, that an Order granting motion (EFC 560) “was granted on October 24, 2021. This is not true. (ECF 560) was docketed on September 17, 2021.The Motion was approved on September 29, 2021 and (EFC 585) was signed on October 1, 2021 and entered on October 4, 2021 (Exhibit FB).
- Proceeds totaling $35,000 from the settlement were never dispersed to Ms. Zawadzki or Mr. Mabe.
- Throughout the Villas bankruptcy, BGG: refused to file a pleading to seek a dismissal of the entire bankruptcy case; fought off numerous requests to seek an evidentiary hearing to submit evidence to the Court; and refused to object to various motions, or to join or file a proper lawsuit as requested by DefendantsDefendant/Counter- Plaintiffs. Exhibit “GC” MAYBE ALSO REQUESTED (NOT AS DEFENDAANT) is one example of these requests.note: eventually there was a request for an evidentiary hearing based on a particular topic so I want to make sure we don’t state something that can bakforeaboutheevidentiaryhearing becaseuhe could hsow there was a rquest looking for opinion here also some of our allegations were verbal how do we support those.? [You may include any other evidence you have]
- On Mr. Behar’s initial meeting with Mr. Mabe and Ms. Zawadzki’s representative, he spent in excess of 3 hours looking through DefendantsDefendant/Counter-Plaintiff’s Evidence and Documents. He shared with Mabe and Zawadzki that he had been a lawyer for over 40 years of relevant experience. He further stated that he was familiar with Chapter 7, Chapter 11 and Chapter 13 Bankruptcies and made it clear he was a litigator.
- On July 20, 2021, DefendantsDefendant Counter-Plaintiffs wasere discussing objections to a motion being held the next day in regards to a confirmation set for July 21, 2021. DefendantsDefendant/Ccounter Plaintiffss had previously asked Mr. Behar to file an Objection to that Motion, which Objection did not get filed. The Plaintiff refused to file pleadings/actions upon numerous request to submit evidence and to object to motion. Accordingly, Mr. Behar was thwarting the efforts and refusing to submit the information and the evidence. On that day, Mr. Behar informed us his wife was diagnosed with COVID so he had to cancel our discussions and continue the hearing. This Objection and the evidence never got heard, to the detriment of the DefendantsDefendant/Counter –Plaintiffs. Exhibit “H”. (Court Docket # 505). include evidence that the hearing was continued for the said reason).
- Defendant/Counter-Plaintiffs presented evidence of bad faith on multiple occasions and requested Plaintiff/Counter-Defendant file a motion to dismiss the case. Plaintiff/Counter- Defendant failed to file such motion. Exhibit “I” there are numerous documents if we include the evidence can they argue that we are making a legal conclusion/ do we need to state this differently?(include evidence of Bad faith that you presented).
- It should be noted that the Trustee falsely represented to the bankruptcy Court that there was a Settlement Agreement, even before the Defendant/Counter-Plaintiff had ever agreed to it. In essence, no agreement existed since not all of the parties participated in the alleged agreement. Therefore, Defendantaver that no agreement existed at the time the motion was filed on September17, 2021. The Plaintiff refused to Object to the filing of the motion and did not respond to emails sent to him about it. (Exhibit “JD”) (include any other evidence you have). There was no single agreement of all of the parties at the time the motion was filed.
- There never should have been an Expedited Motion to Approve a Settlement as parties were still negotiating. Defendant made numerous requests both verbal and in emails, for the Plaintiff to object to the Expedited Motion.(Exhibit “J”).
- The Plaintiff/Counter-Plaintiff did not have the consent from the DefendantsDefendant/Counter-Plaintiffs to settle. Defendant made communications both verbally and in Email, which showed they were to be the ones that decided all the issues. (Exhibit “J”). Itis clear that the DefendantsDefendant wanted to be the ones that decided any and all issues. The DefendantsDefendant have several exhibits showing verbal and written requests to the Plaintiff, which the Plaintiff disregarded. Exhibit “ ”. (include any relevant evidence).
- Accordingly, DefendantsDefendant had not agreed on a settlement.Instead, DefendantsDefendant and Owner Mabe were coerced into the Agreement. They did not settle on their own accord. They were under duress, and were financially threatened. At the same time, the legal billing was extremely exaggerated and was not reflective of the services the defendantsDefendant requested. Notably, the Plaintiff told the DefendantsDefendant that they would not represent them if they did not sign the agreement.HeThe Plaintiff would not represent usthe Defendant in the continued proceeds which would have been an evdentiuary hearing where all of the evidence that had been surpressedsuppressed by beharthe Plaintiff would be exposed. DO I WANT TO INCLUDE MABE IN THESE ALEGATIONS AS IT WAS TRUESo more than not representing us it caused further duress
- DefendantsDefendant made payments to the Plaintiff on a monthly basis. As it has already been observed hereinabove, the billing was extremely excessive and not reflective of what was agreed upon. The billing was not reflective of the services wethe Defendant told him they we wanted. Notably, tThe way itthe billing was sounddidnot reflective iveof as to what wethe parties agreed on to thereof.
- I think fraud used as a defense helps to defeat his claims . I think it can be used as a counter claim as well but it must be please specifally and provable I also we have a few instancesof fraud can they be combined/DefendantsDefendant THIS WAS A QUESTION I DID NOT GET AN ANSWER AS TO THIS FRAUD STATEMENT aver that Mr. Behar fraudulently devised a way to force a settlement and then to take all of the fees awarded.
- Plaintiff has been paid over $60,000 by Mr. Mabe and Ms. Zawadzki and misappropriated the $35,000 from the Settlement agreement, which was entered under duress and undue influence. The Plaintiff then filed the instant lawsuit on December 1, 2021 and had it served on Mr. Mabe and Ms. Zawadzki a few days before the holidays, likely hoping to get a Default judgment.
- It is worth noting that no legal work was undertaken by the Plaintiff that justifies the $95,000 in legal fees that they are seeking. The Plaintiff hasve already been paid $60,000, and added $35,000 from the Settlement.
- Mr. Mabe and Mr. Zawadzki were to receive the names of the new owners of the Villas as one of the terms of the Settlement agreement. Notably, the Plaintiff assured DefendantsDefendant/Counter-Plaintiff sthey that she would get the names immediately upon signing. The Plaintiff further told Mabe and Zawadzki they had to sign the Settlement agreement before they could get the names. Mabe and Zawadzki did not want to sign the agreement because, among other unresolved issues, there was no assurance that they would receive the names and it was not in their best interest. The Defendant eEventually signed based on Mr. Behar’s representations .I want to make sure we don’t have an issue that we didn’t want to sign but did? Thisis a question we don’t want to give them something to use agains us.
- As part of the settlement agreement a confidentiality agreement was required to be signed prior to giving the names. Mr. Behar had asked A/C Villas on a couple of occasions for the names.The Defendant therefore reasonably believed they would get the names, following the Plaintiff’s representations. Accordingly, Mabe and Zawadzki continually asked Mr. Behar for this agreement. He failed to provide it. Mr. Behar continued to assure DefendantsDefendant the names would be provided upon signing. Consequently, the confidentiality agreement was never provided for review prior to court’s approval of the Settlement agreement despite Behars repeated representaions. Exhibit “K”.dispite Behars repeated representaions
- As the day approached for the expedited hearing to enforce the Settlement Agreement, Mabe and Zawadzki again set forth that they were promised the names of the owners. Mr. Behar made the representation that the names would be provided upon signing the settlement agreement.
- Notably, Mr. Behar sent an email requesting the names and received a response they had to have the stipulation signed first. Mr. Behar shared this email and reiterated that “as soon as you sign you will get the names.” DefendantsDefendant/Counter plaintiffs relied on those representations made by Mr. Behar. Mr. Behar continued to pressure DefendantsDefendant/Counter-Plaintiffs into signing the Settlement Agreement. Under extreme pressure and duress DefendantsDefendant/Counter-Plaintiffs signed so that they could get names prior to the Expedited hearing.
- The foregoing notwithstanding, DefendantsDefendant/Counter Plaintiffs never received the names or the Confidentiality agreement. They were unfairly deceived, misled and pressured by the improper motion, which was illegally expedited to force a Settlement that Mr. Behar refused to object to. Exhibit “J”. (include any relevant evidence).
- Further, the Plaintiff did not object to the approval of the agreement without the production of the names requested by Defendant/Counter- Plaintiffs. This happened dDeispite a signed agreement givingto give the DefendantsDefendantthe names subjecxt to a signed confidentiality agreement.Such agreement was never presented to DefendantsDefendant prior to court approval which was also not objecxted to by the Plaintiff—do you tink this is wise to add?
- The Plaintiff did not also object to an erroneous item added to the Court order (docket #586) giving an extra 14 days to produce the Names. The additional 14 days was not mentioned in the court hearing and can be verified in the court transcript of September 29, 2021. Exhibit “L”(the transcript)and Exhibit “M” (the Court Order).
- Mr. Mabe and Ms. Zawadzki further asked the Plaintiff to request on numerous occasions from the Bankruptcy court, recovery of statutory damages under Fla. Stat. 720.303. There were multiple violations under this statue, whose redress was properly requested by Defendant/Counter Plaintiff. Essentially, Defendaant and owner Mabe were ntwere asking Plaintiff to request recovery from the court. However the Plaintiff failed to diligently pursue the recovery of these damages to the detriment the DefendantsDefendant/Counter-Plaintiffs. The same Court awarded creditors in this same bankruptcy action approximately over$245,000, based on the same statute.
- Fla. 720.313 5(b) Production of records specifically states in pertinent part thus:
A member who is denied access to official records is entitled to the actual damages or minimum damages for the association’s willful failure to comply with this subsection. The minimum damages are to be $50 per calendar day up to 10 days, the calculation to begin on the 11th business day after receipt of the written request.
- This request was made numerous times to the Trustee in the Bankruptcy case and was denied the official records in each request. DefendantsDefendant/Counter-Plaintiffs requested on numerous occasions that Plaintiff/Counter-Defendant properly request recovery pursuant to DefendantsDefendant request. Plaintiff did not properly pursue recovery to the DefendantsDefendant/Counter –Plaintiff’s determent
- On or about June/JulyMay 15, 2021, Plaintiff filed an erroneous motion for the production of Documents. Consequently, when this was heard on or about June29, 2021, theJudge told Mr. Behar that with his years of experience, a 2004 examination was not the proper request, and that he should have known better. The Judge then told him to do the proper request of subpoenas.Mr. Behar was told by the court that as an attorney with his experience that he should have known better and asked him to file the proper subpoenas for such production.The DefendantsDefendant were was charged for this wrong filing including for wasting the court time.The Petitioner also included the costs for work leading to the motion, in the fees.Exhibit “N”. before I include this exhibit I will need to review the bills there maay be many entires. Is there a way to reference this without an exhibit or do you think this is an important one
- The Plaintiff took additional time to issue such subpoenas and upon attempting to do so was told by the subpoenaed Counsel that his client would not be available for 60 days. During this time, the Property in question in the Bankruptcy was sold creating a very costly controversial and costly sale to the Estate. Thus chainging the direction of the case to the detriment of the defendantsDefendant., and anyone involved in the case. – is it relative to make a staemeent like this?.
- No legal work that was undertaken by the Plaintiff that justifies the $95,000 that was already paid. The Plaintiff already has in excess of $60,000 and is in possession of the $35,000 that he is seeking in this action.
- Further, the Plaintiff did not request a charging lien or a retaining lien prior to withdrawing from the Bankruptcy case where the fees he is claiming originated from and therefore is not entitled to such Liens.
- Plaintiff avers that the money was removed from the jurisdiction of the Court that presided over the subject matter of the case without noticing the court of such liens, rendering the liens unenforceable. Besides, the Plaintiff did not reserve jurisdiction with the bankruptcy court to consider a charging lien before accepting the money and withdrawing from the case.
- The Plaintiff is not entitled to foreclose on the funds in trust that were not earned or were derived by improper conduct. Pursuant to American Bar Association Rule 1.5; attempts to collect unreasonable fees are improper when derived by improper Conduct as well as Florida’s Rule 4-1.5 (a), which prohibits illegal, prohibited, or Clearly Excessive Fees and Costs. Accordingly, the fees charged by the Plaintiff were not reasonable, were not necessary for the request DefendantsDefendant Retained the Plaintiff for and were derived in an unethical manner. In addition this was not a contingency case as asserted by Plaintiff’sclaim of quantum meruit as if a contingency case. A contingency never arose since the attorney found a way to bill and to take all of the proceeds of the settlement by unnecessary and reprditiverepetitive work to appear as a justification for excessive billos to equal the award.
- Defendant further avers that the Plaintiff failed to correct the improper settlement Agreement ratified on August 17, 2021 17th. It is worth noting that no Agreement existed until the final party emailed a copy of the signed Agreement. The agreement was signed by Defendant on dated September 24, 2021.but had trepidatioins and did not email it to Plaintiff until September 27, 2021 a full 10 days after the tTrustee filed Court document 560 to enforce the agreement However, the Plaintiff did not present the September 24th Agreement to anyone. He was aware as he received it personally by email 10 full days after the Trustee filed court docket number 560, which inaccurately stated the agreement and further stated, erroneously, that an agreement was reached at a judicial settlement conference on August17, 2021 which both defendant and Mr. Mabe and his wife, who was also in attendance of the meeting, also stated there was no such agreement reached.I It is worth noting that Neither the defendant or Mr Mabe consented to such agreement represented at this meeting. this was to be aa global agreement based on all topics and that the negotiatioinsations continued after that particular meeting. that Mr. Behar left early.It should also be noted that Mr. Behar did notaddress this untrue statement as well. Further, Mr. Behar was also aware when court document #572 was filed on 9/28/21, which states on page 4: “THIS SETTLEMENT AGREEMNT(“Agreement”) is entered into on this 17 th day of September, 2021 by and between i)Leslie S Osborn, solely in his capacity as Chapter 11 Trustee herein: ii) George Santulli(“Santulli”), iii) Carlo Patti (“Patti”), iv) AC Villas”) , v) Joseph Mabe (“Mabe”) andvi) MerrileeZawadzki (“Zawadzki”), (collectively the “Parties”). Plaintiff was aware this was not accurate because at least 1 of his clients had not agreed or signed until 10 days later when he received their email on September 27, 2021.septtember 27th not 17th
AFFIRMATIVE DEFENSES
AFFIRMATIVE DEFENSE NUMBER 1
(FAILURE TO STATE A CAUSE OF ACTION)
- Plaintiff failed to state a claim upon which relief can be granted. Plaintiff’s Complaint and each cause of action therein fail to state facts sufficient to constitute a cause of action against the Defendant for which relief can be granted. The Plaintiff is not entitled to the money they seek in the Complaint. Notably, they violated Florida rules of professional conduct (“FRCP”) 4-1.2 by failing to abide by the client’s decisions. For instance, the DefendantsDefendant provided Mr. Behar with evidence and asked him to file a claim, and get the evidence in front of the judge. Mr. Behar failed to follow DefendantsDefendant’s instructions. Mr. Behar arr also failed to plead DefendantsDefendant’s legitimate bad faith concerns, and instead intimidated DefendantsDefendant that they she did not know about the bad faith claims Defendant had/has numerous documents showing bad faith. Plaintiff failed to use or reference in pleadings.
- On the other hand, contrary to FRPC 4-1.5(1), the Plaintiff charged fees obtained by intentional misrepresentation or fraud upon the DefendantsDefendant. They did this unconscionably. For instance, in one particular month, very little wasnothing was literally done in the case except a hearing that lasted about 2 hours and a meeting or two with Mabe ( defendant at the time) and defendant1 hour meeting. The Plaintiff decided he needed to review documents that he previously had, to increase the bill. Plaintiff also spent time telling defendant and Mabe that he was not going to present there objections and spent time telling us his wife was diagnosed with covie and he had to continue the motion he didn’t’ what to object to. There was no work done on our behalf that day as well. yet this moths bill was uunusually high when very little work requested by denfendant and Mabe was being done. and charged about $16,000 for that month.i am verifying this now to make sure this is accurate r Iwill have to state in a more vauge description
- Also, contrary to FRCP 4-8.4(c), the Plaintiff engaged in conduct involving dishonesty, fraud, deceit, or misrepresentation. For instance, when seeking the names of the new owners of the association, Mr. Behar reiterated that “as soon as you sign you will get the names.” DefendantsDefendant relied on those representations made by Mr. Behar, and approved the Agreement. However, the DefendantsDefendant never received the names or the Confidentiality agreement.
AFFIRMATIVE DEFENSE NUMBER 2
(UNCLEAN HANDS)
- DefendantsDefendant invokes the Doctrine of Unclean Hands and alleges that the Plaintiff acted in a dishonest or fraudulent manner with respect to the dispute at issue in this case.
- The Plaintiff’s conduct was unfair and not in good faith when they failed to provide the service DefendantsDefendant asked for. Notably, they acted without DefendantsDefendant’s consent, failed to follow DefendantsDefendant’s instructions, failed to make requested objections of material nature.
For instance, on September 17, the trustee in the bankruptcy case filed an expedited motion to enforce the agreement that did not exist. All parties had not agreed. That notwithstanding, the Plaintiff insisted, falsely, that DefendantsDefendant had consented to the Agreement. It is clear that the Plaintiff settled the agreement without the consent of the DefendantsDefendant. This can be seen from the fact that he failed to object to the Expedited Motion. And did not provide representiaon when agreements were made while he attended a funeral. And from the defendants and Mabes request.
It can also be seen from ethe
AFFIRMATIVE DEFENSE NUMBER 3
(VENUE IS NOT PROPER IN BROWARD COUNTY)
- Pursuant to Fla. Stat. §47.011, “[a]ctions shall be brought only in the county where the defendant resides, where the cause of action accrued, or where the property in litigation is located. This section shall not apply to actions against nonresidents.”
- In this matter the Villa Bankruptcy case involved an association located in Port Saint Lucie, County, Florida, and was litigated before the U.S. Bankruptcy Court for the Southern District of Florida, West Palm Beach Division. One OwnerTheDefendant Mabe (original defendant) lives in Port St Lucie County and both the propertiyes owned by the DefendantsDefendant are is in Port St. Lucie County.
- This matter should therefore have been filed in Port Saint Lucie County, Florida or Palm Beach County, Florida and the DefendantsDefendant intend to file a Motion for Change of Venue in that regard.
AFFIRMATIVE DEFENSE NUMBER 4
(FAILURE TO MITIGATE DAMAGES)
- The Plaintiff failed to mitigate damages in this matter.
- At all times material herein, Plaintiff failed and neglected to mitigate damages so as to reduce and or diminish his claim. Notably, the Plaintiff had an obligation to abide by the dictates of the rules of professional conduct, which Plaintiff was subjected to. For instance, Plaintiff ought to abide by Florida Rules of Professional Conduct Rule 4-1.3 provides that a lawyer shall act with reasonable diligence and promptness in representing a client. Instead, Plaintiff further carried out blatant violations of the said rules, as already alleged hereinabove. I think we need to quote the rule
AFFIRMATIVE DEFENSE NUMBER 5
(FAILURE TO ABIDE BY CLIENT’S DECISIONS)
- The Plaintiff failed to abide by client’s decisions, and thus violated Florida Rules of Professional Conduct, Rule 4-1.2, which requires that a lawyer must abide by a client’s decision concerning the objectives of representation and reasonably consult with the client as to the means that they are to be pursued and abide by a client’s decision whether to settle a matter.
- The DefendantsDefendant provided Mr. Behar with evidence and asked him to file a claim, and get the evidence in front of the judge. Mr. Behar failed to follow DefendantsDefendant’s instructions. Mr. Barr also failed to plead DefendantsDefendant’s legitimate bad faith concerns, and instead intimidated DefendantsDefendant that they she did not know about the bad faith claim. The bad faith claims were presented to Plaintiff as a viable claim for dismissal. But never presented CAN THIS BE SAID THIS WAY?m
AFFIRMATIVE DEFENSE NUMBER 6
(CHARGING A CLEARLY EXCESSIVE FEE AND COSTS)
- Florida Rules of Professional Conduct, Rule 4-1.5, provides that a lawyer may not charge a clearly excessive fee or costs.
- The Plaintiff failed to abide by the DefendantsDefendant’s decisions, and was therefore not entitled to the amount of fees they claimed. The Plaintiff now demands the amounts from the Trust Account, after already being paid large amounts. It follows; the Plaintiff is seeking additional and clearly excessive fees or costs. Fees and cost are not reflective of what DefendantsDefendant asked Plaintiff to do and were derived by improper conduct.Notably, the Plaintiff acted without Defendant’s consent, failed to plead Defendant’s legitimate bad faith concerns, and failed to make requested objections of material nature.
AFFIRMATIVE DEFENSE NUMBER 7
(DURESS)
- The DefendantsDefendant did not agree to the terms of the Settlement Agreement. The Plaintiff told the DefendantsDefendant that if the Settlement Agreement was not signed he would not represent themher. The DefendantsDefendant sent emails telling the Plaintiff that they were under duress, and that he was using undue influence to get them to sign, including telling the DefendantsDefendant that the Bankruptcy Trustee is going to file a motion to enforce the settlement and seek sanctions . DefendantsDefendant told Plaintiff they she can’t do that as there was no agreement. Plaintiff contended there was an agreement, however the DefendantsDefendant had not given consent to Plaintiff and did not agree to the settlement. Plaintiff badgeredbetter wordrepeatedly thecalled the DefendantsDefendant,with numerous calls, sent them emails and texts and increased the bill and used undue influence to obtain a signature for the Settlement Agreement. The Settlement Agreement was therefore not entered into voluntarily, and it was the desire of Mr. Mabe and Ms. Zawadzki to have the funds that were paid into the Trust Account of BGG.Numerous emails were sent to beharthe Plaintiff from DefendantsDefendant noting that they were not in agreement.(does this need to be said)
- Immediately, and with no approval from Mr. Mabe and Ms. Zawadzki, the Bankruptcy Trustee filed an Expedited Motion to Approve/Enforce the Settlement Agreement. DefendantsDefendant requested Plaintiff to object to this motion. Plaintiff refused to object with the knowledge there was not an agreement of all parties. Trustee received an Order granting said motion.
- The Plaintiff stated that an Order granting said motion (EFC 560) “was granted on October 24, 2021. However this is not true because (ECF 560) was docketed on September 17, 2021 and the Motion to Approve Settlement Agreement was approved on October 4, 2021 (EFC 586) in original complaint this was in error as 585. Exhibit “FB”.
- Throughout the Villa Bankruptcy case, BGG refused to file a pleading to seek a dismissal of the entire bankruptcy case and fought off numerous DefendantsDefendant’s requests to seek an Evidentiary Hearing in which to submit evidence to the Bankruptcy Court. Exhibit “C”.There was a motion for one evidintary hearing regarding the issue of discouvery and the bulk buyer. So I want to say something differenthear to minimize it maby stating filing court actions or somtihgn similr so he doesn’t produce this document .It took usDefendant months to get himthe Plaintiff to file this motion and it was never heard as hethe Plaintiff pushied usthe Defendant towdards settlement.
YOU DID NOT ALLEDGE FRAUD. I NORDER TO DEFEAT HIS CLAIM FRUAD SHOULD BE PLEAD AS A DEFENSE
ADDITIONAL DEFENSES
- Defendant reserves the right to assert additional defenses and claims as they become evident through discovery.
WHEREFORE, DEFENDANT demands judgment against the Plaintiff as follows:
- Dismissal of the Complaint in its entirety;
- Costs and reasonable attorneys’ fees and cost as permitted by law, contract or applicable statute(s); and
- Such further legal and equitable relief as this Court may deem just and proper.
COUNTERCLAIM
JURISDICTION & VENUE
- This is an action for damages in excess of $30,000, exclusive or interest, costs and attorneys’ fees.
- Venue is not proper in this Court. In this action, the Villa Bankruptcy case involved an association located in Port Saint Lucie, County, Florida, and was litigated before the U.S. Bankruptcy Court for the Southern District of Florida, West Palm Beach Division. One of the parties to the Retainer Agreement lives in Port St Lucie County and both the properties owned by the Defendantand Mabeare in Port St. Lucie County. This matter should therefore have been filed in Port Saint Lucie County, Florida or Palm Beach County, Florida and the Defendant intend to file a Motion for Change of Venue in that regard. WHY DID YOU DELETE THE CAPTION TO THE RIGHT???as this is an action for Breach of Contract, Unfair and Deceptive Trade Practices and Intentional Infliction of Emotional Distress, and seeking an award of money damages, including actual damages and reasonable attorneys’ fees and costs; an award of compensatory damages under common law, all stemming from conduct that occurred in Florida, in Saint Lucie County, Florida.
- By filing this Counterclaim, the DefendantsDefendant/Counter-Plaintiffs does not waive any arguments as to jurisdiction and venue, or waive the right to file a Motion For Change of Venue.
- The previously set forth Statement of Facts Common to Affirmative Defenses and Counterclaim are fully incorporated as if fully set forth herein. We are asking for a change of venue so is it proper to plead this is the proper venue? Little confusing
CAUSES OF ACTION
COUNT I
BREACH OF CONTRACT
- Defendant/Counter-Plaintiff repeats and re-alleges the allegations of the preceding paragraphs, as through fully set forth herein and sue Plaintiff/Counter-Defendant for Breach of Contract as follows:wherewouldcase law ned to be added then IS YOUR COMMENT ACCURATE I WILL VERIFY THIS LATER TODAY WHAT ABOUT A RULE?? I THINK I NEED TO REFER TO THE EXHIBIT OF THE RETAINER AGREMENT HERE?
- Plaintiff/Counter-Plaintiff Defendant materially breached the Retainer Agreement by failing to undertake or perform the services required thereunder and by failing to fulfill the obligations thereunder. For instance, Paragraph 1 of the Retainer Agreement provides that “Counsel will review, prepare, negotiate, and revise all documentation related to the matter.”The Defendant provided Mr. Behar with evidence and asked him to file a claim, and get the evidence in front of the judge. Mr. Behar failed to follow Defendant’s instructions. Further, Mr. Behar fought off numerous Defendant’s requests to seek an Evidentiary HearingHE EVENTUALLY DID REQUEST ONE SO WE NEED TO SAY THIS DIFFERNETLY SO HE SIPLY DOESN’T SHOW ONE in which to submit evidence to the Bankruptcy Court. Altough there was a Motion filed EVENTUALLY IT WAS LIMITED IN SCOPE AND RELATING OT A DISCOVERY REQUEST in that regard, for one.did not join us into the case ormthe Plaintiff did not properly advocate on ourthe Defendant’s behalf. The Defendant duly fulfilled their obligations by Ibelieve we have to plead that we did our part which was to paying the bill which was done even though werthey were not obgigatededto pay based on the baddue to the Plaintiff’s conduct.The Defendant is therefore not entitled to the money he claims in Plaintiff’s Complaint because she failed to represent Defendant in the negotiations and failed to object to the improper motions. There is no money do by defendantsDefendant and not representing us in negotionaitons and not objectiong to imporper motions .
- Paragraph 4 of the Retainer Agreement obligated the Plaintiff to keep the DefendantsDefendant informed of the status of the case. The Plaintiff breached the Agreement when he consented to the settlement agreement without informing the DefendantsDefendant or obtaining their consent. Plaintiff then And then coerced themDefendant to sign.( we did sign so that is a tough hurdle to clib so we may need to say something here
- Paragraph 4 of the Retainer also provides that the Plaintiff should maintain professional ethics and keep the confidence of the DefendantsDefendant. The said paragraph also stated thus: “we want you to be satisfied with both the quality of our legal work and the reasonableness of the fees we charge for those services.”Instead, the Plaintiff breached this obligation when he lied to the DefendantsDefendant. The DefendantsDefendant were was seeking the names of the new owners of the association. Mr. Behar reiterated that “as soon as you sign you will get the names.”ThisThe foregoing statement was verbal. Also, there wereandewmails that had similar language stating that weDefendant had to singn first. Mr. Behar knew it was impearitive to get thenames beofore the court’s approval. wh Therefore, DefendantsDefendant relied on those representations made by Mr. Behar, and approvedSIGNED the Agreement. However, the DefendantsDefendant never received the names or the Confidentiality agreement.
- Besides, the Plaintiff refused to file a pleading to specifically seek a dismissal of the entire bankruptcy case and fought off numerous DefendantsDefendant’s requests to seek an Evidentiary Hearing in which to submit evidence of bad faith to the Bankruptcy Court.i think we need to qualify this to fend off the one he finally filed about 3months into the case inrelation to a particular motion. But want to stay on the safe side.
- As a direct and proximate result of the material breach of contract, Defendant/Counter-Plaintiff have incurred damages, substantially in excess of $30,000.00, which included, inter alia, direct and consequential damages.
WHEREFORE, Defendant/Counter-Plaintiff respectfully requests that this Court declare that Plaintiff/Counter-Defendant breached their contractual agreement, and award Defendant/Counter-Plaintiff with an amount fair and just to account for its money damages, interest, reasonable attorneys’ fees, and costs incurred herein, and for such other relief as this court deems just and proper.
COUNT II
VIOLATIONS OF FLORIDA’S UNFAIR AND DECEPTIVE TRADE PRACTICES ACT, CHAPTER 501, PART II, FLORIDA STATUTES
- Defendant/Counter-Plaintiff repeats and re-alleges each and every allegation in the above paragraphs, as if set forth fully herein.
- Pursuant to § 501.204 (1), Florida Statutes, “Unfair methods of competition, unconscionable acts or practices, and unfair or deceptive acts or practices in the conduct of any trade or commerce are hereby declared unlawful”
- As set forth in the above paragraphs, Plaintiff/Counter-Defendant has willfully engaged in the acts and practices that amount to unfair and deceptive practices, when heknew or should have known that such acts and practices were unfair and deceptive or otherwise prohibited by law.For instance, the Plaintiff entered the Settlement Agreement without the consent of the DefendantsDefendant. He also failed to file proper objections, to present evidence to the Court, and to make the filings requested by the DefendantsDefendant. He also failed to fully attend the negotiations and to ensure the Defendant were properly represented. AND FOR WHICH HE DIDN’T FULLY ATTNEND OR INSURE DEFENDANTSDEFENDANT WERE PROPERL REPRESNETED.,
- Further, the Plaintiff placed the DefendantsDefendant under duress when the Plaintiff told the DefendantsDefendant that if the Settlement Agreement was not signed he would not represent them. The Plaintiff insisted on the settlement Agreement even though he had not obtained the consent of the DefendantsDefendant. Further, the Plaintiff insisted that Defendant would face sanctions if she did not agree to the forced settlement. AND THAT THEY WOULD FACE SANCTIONS IF THEY DON’T AGREE TO THE FORCED SETTLEMENT
- The Plaintiff also lied to the DefendantsDefendant when he told DefendantsDefendant that he would provide the names of the new owners of the Villas as one of the terms of the Settlement agreement. However, the Plaintiff failed to provide the said names.hePlaintiff was told by a third partyt by email and they did not provide to him, although weDefendant relied on hisPlaintiff’s representatioans weshe did not get the namesm
- These above-described acts and practices of the Plaintiff/Counter-Defendant have injured and will likely continue to injure and prejudice the Defendant/Counter-Plaintiff.
- Pursuant to § 501.211 (2), Florida Statutes, “In any action brought by a person who has suffered a loss as a result of a violation of this part, such person may recover actual damages, plus attorney’s fees and court costs as provided in s. 501.2105.” Accordingly, as a direct and proximate result of Plaintiff/Counter-Defendant’s unfair and deceptive practices, Defendant/Counter-Plaintiff have incurred damages substantially in excess of $30,000.00, which include, inter alia, direct and consequential damages, extra expenses, loss of profits, attorney’s fees and damages.
WHEREFORE, Defendant/Counter-Plaintiff request that this Court enter judgment in its favor and against Plaintiff/Counter-Defendant for compensatory damages substantially in excess of $30,000.00, including direct and consequential damages, extra expenses, loss of profits, attorney’s fees and damages and for temporary and injunctive relief prohibiting Plaintiff/Counter-Defendant from continuing to engage in activities against the Defendant/Counter-Plaintiff.
COUNT III
BREACH OF FIDUCIARY DUTIES
- DefendantsDefendant/Counter-Plaintiffs repeats and realleges each and every allegation in the above paragraphs, as if set forth fully herein.
- The elements of a claim for breach of fiduciary duty are: the existence of a fiduciary duty, and the breach of that duty such that it is the proximate cause of the plaintiff’s damages. SeeGracey v. Eaker, 837 So. 2d 348, 353 (Fla. 2002) and Fla. Std. J. Inst. (Civ.) 451.5
- A breach of fiduciary duty can be negligent or intentional. SeePalafrugell Holdings, Inc. v. Cassel, 825 So. 2d 937, 939 n. 1 (Fla. 3d DCA 2001)
- The existence of a fiduciary duty can be proven if a relationship exists between the Plaintiff and Defendant in which the Plaintiff put his/her/its trust in Defendant to protect financial or property interests, secrets, confidences or private information and Defendant accepts that trust. SeeFla. Std. J. Inst. (Civ.) 451.7
- Plaintiff/Counter-Defendant, by and through its employees, agents, representatives and collectors owed Defendant/Counter-Plaintiff a fiduciary duty and the breach of that duty is the proximate cause of the damages of the Defendant/Counter-Plaintiff.
- Under the said fiduciary duty, the DefendantsDefendant trusted that the Plaintiff would carry out their obligations under the Retainer Agreement. Further, the Retainer Agreement obligated the Plaintiff to adhere and be bound to professional ethics. In paragraph 4 of the Retainer Agreement, the Plaintiff expressly stated that he will diligently keep the DefendantsDefendant informed. Instead, the Plaintiff consented to a Settlement agreement without informing the DefendantsDefendant or obtaining their consent. The Plaintiff also and notfailed to fully attending the settlement conference or to provide ingrepresntiaon to his DefendantsDefendant ins this situation. Further,the Plaintiff failed to and not objectioing to erroneous additions to court a court oreder. He also failed to and objecting to improper Moiton to approve a Settlement that was not agreed to by all parties. The Plaintiff also refused to file a pleading to seek a dismissal of the entire bankruptcy case and fought off numerous DefendantsDefendant’ requests to seek an Evidentiary Hearing in which to specifically submit evidence of bad faith to the Bankruptcy Court.Ii need to restate this as we did find a motion that was never heard about 3 months into the case so I don’t want this cliem to back fire on us.
WHEREFORE, Defendant/Counter-Plaintiff request that this Court enter judgment in its favor and against Plaintiff/Counter-Defendant for compensatory damages substantially in excess of $30,000.00, including direct and consequential damages, extra expenses, loss of profits, attorney’s fees and damages, and for such other relief as this court deems just and proper.
COUNT IV
LEGAL MALPRACTICE
- DefendantsDefendant/Counter-Plaintiffs repeats and re-alleges each and every allegation in the above paragraphs, as if set forth fully herein.
- Defendant avers that punitive damages in this case. Pu-
nitive damages may be awarded when the conduct of the
wrongdoer is maliciously intentional, fraudulent, or committed
with a wanton disregard of the Plaintiff’s rights. They are
awarded as punishment of the offender. - Defendant further avers that wWhere the negligent attorney’s conduct not only constituted malpractice but displayed oppression, fraud, malice or other qualifying egregious conduct on the part of the lawyer, the attorney may be directly liable to the plaintiff’s client for punitive damages (in addition to other damages) in the legal malpractice action.
- This differs from the plaintiff attempting to recover “lost” punitive damages from the underlying action. Instead, this form of punitive damages is based on the attorney’s own conduct. These damages are still disfavored, however, and not available unless the negligent lawyers acts were sufficiently egregious to qualify for a punitive damages award.
Reasonable Duty
- Secondly, in a malpractice claim, the Plaintiff must plead and prove neglect of areasonable duty. 4 As is more fully set out below, fulfillment of this duty does not require the attorney to be a predictor of the future in unsettled areas of the law, nor does it require him to inform his client of conflicting law unless the conflicting question will soon be answered by controlling authority.’ °5 The attorney’s duty does require him to exercise good faith and to make diligent inquiry in order to be protected by judgmental immunity. 106 A cause of action exists against an attorney who neglects to perform the services that he explicitly or impliedly agrees to when he accepts employment.
Proximate Cause of Loss
- The third element that a legal malpractice Plaintiff must plead and prove is that the attorney’s negligence resulted in and was the proximate cause of loss to the plaintiff. The general tort law that “[n]o damages may be recovered where losses do not usually result from or could not have been foreseen as a proximate result of a particular negligence”
- A pProper pleading of an action against an attorney for malpractice
requires pleading more than bare legal assertions; however, even such a
complaint should not be dismissed where capable of being cured. The naked legal conclusion that an attorney was negligent will not satisfy the pleading requirements for legal malpractice. 242 Nevertheless, as with other causes of action, a court will only examine the “four corners of the complaint” to determine if the allegations are sufficient to overcome a motion to dismiss for failure to state a cause of action.24 3
A dismissal with prejudice was affirmed in Bankers Trust Realty, Inc. v. Kluger..244 This harsh sanction resulted from the failure to “state any of the specifics of the alleged malpractice.”’24 5 The complaint merely stated the “insufficient legal conclusion that the attorneys ‘negligently, carelessly, unskillfully and tardily conducted the … action and delayed obtaining a judgment therein.”‘ 246 However, Breakers of Ft. Lauderdale, Ltd. v. Cassel247 overturned a trial court ruling dismissing a complaint for legal malpractice with prejudice because the complaint, “while deficient in that it failed to establish conclusively when appellant actually knew that itsattorney’s conduct constituted malpractice, was not beyond cure.”4 8 - An attorney who gives improper or erroneous advice to a client who suffers damage as a result may be subject to a malpractice action for compensatory damages. However, such negligence, if it exists, and even if gross, does not warrant an award of punitive damages absent the necessary allegations and proof of wantonness or reckless indifference. The fact that an attorney who allegedly gave bad advice had listed his name with a lawyer referral service as being proficient in that particular field of law, by itself, does not rise to the level of wantonness or reckless indifference required for punitive damages. Similarly, an attorney’s failure to file a security interest with the Secretary of State was not sufficient to warrant punitive damages in Chadwick v. Corbin.53 s Another Florida case involving legal malpractice and punitive damages is De Pantosa Saenz v. Rigau&Rigau, P.A.539. The former client sought punitive damages, alleging fraud in the sale of certain real estate. 54° The Court stated, “[mioreover, the plaintiff seeks punitive damages against Mr. Rigau. Assuming the plaintiff can establish facts warranting punitive damages, the previously received remedy of rescission would not bar an additional award of punitive damages. 54’Punitive damages were awarded against the attorneys in Stinson v. Feminist Women’s Health Center, Inc. The Court found that the trial judge properly awarded punitive damages since the lawyers’ behavior was “egregious,” “self-serving,” and “unconscionable.3 The attorney’s conduct in Medel v. Republic National Bank of Miami544 was determined to be an issue for trial rather than summary judgment.Applying Florida law, federal courts have also found punitive damages against attorneys to be warranted. Florida law is clear: under appropriate circumstances punitive damages can be awarded against an attorney in a malpractice proceeding.
- The Plaintiff/Counter-Defendant was employed by the Defendant/Counter-Plaintiff as their legal counsel. A Retainer Agreement was entered in that regard, which Agreement set out the obligations of both the Defendant and the Plaintiff.
- The Plaintiff/Counter-Defendant neglected a reasonable duty owed to the Defendant/Counter-Plaintiff. For instance, according to Florida Rules of Professional Conduct, Rule 4-1.2, a lawyer must abide by a client’s decision concerning the objectives of representation and reasonably consult with the client. However, the Plaintiff made decisions without involving the DefendantsDefendant. The Plaintiff consented to a Settlement Agreement without informing (and obtaining the consent) of the DefendantsDefendant.
- Further, Rule 4-1.5, provides that a lawyer may not charge a clearly excessive fee or costs. However, the Plaintiff is demanding the amounts from the Trust Account, after already being paid large amounts. Besides, in one particular month, nothing was literally done in the case except a hearing that lasted about 2 hours and a 1 OR TWO MEETINGS WITH CLIENT hour meeting. The Plaintiff decided he needed to review document that he previously had, and charged about $16,000 CANT LOCATE BILL SO NEED TO STATE DIFFERENTLY for that month.It is evident that the Plaintiff charged for wrong Motions filed and fabricatred fees for busy work to use up all the settlement money.
- It follows; the Plaintiff is seeking additional and clearly excessive fees or costs, which are not reflective of the services they offered to the DefendantsDefendant.
- The negligence of the Plaintiff/Counter-Defendant was the proximate cause of the Defendant/Counter-Plaintiff harm.
- The Defendant/Counter-Plaintiff compensatory damages – and – to the extent applicable – special damages, include, but are not necessarily limited to: a) the loss on the Villa Bankruptcy, b) the loss of monies paid to the Plaintiff/Counter-Defendant, c) attorneys’ fees in defending against legal actions related to the Villa Bankruptcy and e) ongoing financial damages related to the Villa Bankruptcy.
- In sum, Devendant avers that Plaintiff was negligent and/or committed malpractice and breached the duties in the following manner:
- I THINK I NEED A STATEMENT LIKE THIS INCLUDED HERE: Plaintiff was negligent and or cmmited malpratice and breached he duties in the followingregard:
- a) did not einsure DefendantsDefendant obtained proper consideration (did ntot get the names prior to court approval but signed agreement as there partunder duress.
- b) Plaintiff did object to the court approval without clientDefendant raisecing proper considieration
- c) Plaintiff did not object to the proper imporoper motion to approve agreement when all parties had not agreed.
- d) Plaintiff did not object to erronious language in the scourt order that was never discussed at the hrearring
- e) made agrements without the Defendant’s consent
- f) abandoned Defenedants at the settlement conference and did not protecxt theireri interest
- g) did not einsure court pleadings propeerly ackknowledge both Defendnantsion theSettlement Order.
- h) used undue influence, excessive pressure, and financial threats to coerce defentsDefendant to sign an agreement they did not want to sign
- i) Plaintiff excessively billed the Defendant based on ingtheir derived from misconduct, duplicate charges for reasearchresearch,, billing for imnproperly filed Motion for disxcovery and billing excessivle and creating busy work as a way to abosorobe all the settlement money . of which the onley person who derived a beneifitform was Mr. Behar. He made the billng math the settlment.
- j) resiusted and/or refused to plead bad ithfaith with evidence to defeat the confirmation of the bankruptcy
- k) delayed proper discovery until assets were sold changing the entire direction of the proeeceedings
- L)did ntot do what clientsthe Defendant wanted to do, thus keeping the case running foar too long
- m) used threats of sanctions against the Defendant by the Trustee if they didn’t comply
- n) did not represent the Defendantd’s best interests, by not properly making statutory request on Defendfant’s behalf for Fla. 720.
- If it were not for the attoneysPlaintiff’s actions, the Plaintiff’s damages,which are the excessive unncecessary fees that were eirecedcharged form Plaintiff’s misconduct would not have been charged and the DefendntsDefendant would not have suffered such damages. Model rule 8.4 prohibits lawyers engainging in certain conduct incluinding dishonesty, fraud, decedit or misrepreseantations
WHEREFORE, the Defendant/Counter-Plaintiff demand entry of a Final Judgment against the Plaintiff/Counter-Defendant, jointly and severally, due to legal malpractice and in that Final Judgment award the Defendant/Counter-Plaintiff its compensatory damages, special damages, punitive damages (because the Plaintiff’s acts were egregious),the costs of this action, pre and post judgment interest, and such other relief that the Court deems just and equitable. I BELEIEBVE WE NEED TO ASK FOR THE ENTIRE ATTORNEY FEES CHARGED HERE 95,000 WE NEED TO STATE THE ACTS ARE EGREGIOUS TO ALLOW FOR PUNITIVE DAMAGES IN OUR PLEADING
COUNT V
FRAUD
- DefendantsDefendant/Counter-Plaintiffs repeats and re-alleges each and every allegation in the above paragraphs, as if set forth fully herein.
- In Florida, “there are four elements of fraudulent misrepresentation: ‘(1) a false statement concerning a material fact; (2) the representor’s knowledge that the representation is false; (3) an intention that the representation induce another to act on it; and (4) consequent injury by the party acting in reliance on the representation.’” Butler v. Yusem, 44 So. 3d 102, 105 (Fla. 2010) (quoting Johnson v. Davis, 480 So. 2d 625, 627 (Fla. 1985)). Although earlier decisions suggested otherwise, “[j]ustifiable reliance is not a necessary element of fraudulent misrepresentation.” Id.
- Fraud also includes the intentional omission of a material fact. Consequently, the intentional withholding of information for the purpose of inducing action has been regarded as equivalent to a fraudulent misrepresentation. Ward v. Atl. Sec. Bank, 777 So. 2d 1144, 1146 (Fla. 3d DCA 2001); Solorzano v. First Union Mortg. Corp., 896 So. 2d 847, 849 (Fla. 4th DCA 2005).
- The Plaintiff/Counter-Defendant was employed by the Defendant/Counter-Plaintiff as their legal counsel.
- The Plaintiff/Counter-Defendant entered a Retainer Agreement with the Defendant. In paragraph 4 of the Retainer Agreement, for instance, the Plaintiff expressed their intention to be bound by Professional ethics. Further, on the said paragraph, the Plaintiff expressly stated that they would diligently ensure that the Defendant is informed of the status of the case.
- The Defendant relied on the said representations knowing that the Plaintiff would abide by their obligations in the Retainer Agreement.
- However, as it has already been alleged in this Counter-Claim, the Plaintiff failed to adhere to the obligations in the Retainer Agreement. Notably, on September 17, the trustee in the bankruptcy case filed an expedited motion to enforce the agreement that the Plaintiff had not agreed to. That notwithstanding, the Plaintiff insisted, falsely, that DefendantsDefendant had consented to the Agreement. It is clear that the Plaintiff settled the agreement without the consent of the without the consent of the DefendantsDefendantafter placing the Defendant under duress.Accordingly, the Plaintiff was aware that there was no binding agreement and that he participated in the misrepresentation and failed to object that there was no valid agreement entered. Further, the Plaintiff did not protect the Defendant’s interests at the Settlement Conference when he left and the agreement was reached without the Defendant’s knowledge.The Plaintiff did not also object during the hearing and he failed to notify the court thereby. Accordingly, Defendant relied on Plaintiff’s misrepresentation and suffered harm. CAREFULL WE SILL SIGNED. I THINK IT’S A BETTER ROAD THAT HE WAS AWARE THERE WAS NOT AN AGREMENT, AND PARTICIPATED IN THE MISREPRESINTAION AND DID NOT OBJECT TO THE KNOWN FACT THAT THERE WAS NOT AN AGREMENT AND FUTHER DID NOT PROTECT CLIENTS INTERST AT SETTLMETN CONFERNECE WHEN HE LEFT AND SOMEHOW AN AGRMENT WAS REACHED WITHOUT DEFENDNATS KNOWLEDGE AND FURTHER DID NOT OBJECT DUIRN GHT HEARING OR NOTIFY THE COURT. HE KNEW IT WOULD CAUSE HARM AND EXPECTED US TO RELY ON HIS REPRESNETIOANS AND CASUED DAMAGE TO DEFENDANTSDEFENDANT YOU NEED TO PLEAD THE SPECIFICS , WE RELIED ON RPRESENTIONS , THEY WERE MATERIAL , AND CAUSED DAMATES.
- Interestingly, the Plaintiff now demands the amounts from the Trust Account, after already being paid large amounts. It follows; the Plaintiff is seeking additional and clearly excessive fees or costs. Fees and cost are not reflective of what DefendantsDefendant asked Plaintiff to do and were derived by improper conduct.
WHEREFORE, the Defendant/Counter-Plaintiff prays this Court finds the Plaintiff/Counter-Defendant, jointly and severally, liable for fraud, and in the Final Judgment award the Defendant/Counter-Plaintiff compensatory damages, special damages, the costs of this action, pre and post judgment interest, and such other relief that the Court deems just and equitable.
COUNT VI
INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS
- Defendant/Counter-Plaintiff repeats and re-alleges each and every allegation in the above paragraphs, as if set forth fully herein.
- The acts and conducts of the Plaintiff were extreme and outrageous. The Plaintiff intended to cause, or were in reckless disregard of the probability that his conduct would cause, emotional distress to Defendant.
- The said actions and conduct did directly and proximately cause severe emotional distress to Defendant, and thereby constituted intentional infliction of emotional distress.
- The misconduct described in this Count was undertaken with malice, willfulness, and reckless indifference to the rights of others. Notably, by failing to consider the Defendant’s decisions; failing to object to improper Motions; failing to present evidence of bad faith to the Court, the Defendant was subjected to unfair trial, which caused Defendant emotional harm and distress.
WHEREFORE, the Defendant/Counter-Plaintiff prays this Court finds the Plaintiff/Counter-Defendant, jointly and severally, liable for Intentional Infliction of Emotional Distress, and in the Final Judgment award the Defendant/Counter-Plaintiff compensatory damages, special damages, the costs of this action, pre and post judgment interest, and such other relief that the Court deems just and equitable. MY QUESTION ALWAYS WAS . THIS WAS REMOVED. IS IT RELATIVE AND IF SO IS IT PROPELRY PLEAD. IF NOT DO WE NEED IT. IF IT HELPS DEFEAT THE OTHER CLAIMS OR SUPPORST DEFENSES. UST DOET WANT DUPLICATE PLEADINGS
DEMAND FOR JURY TRIAL
DefendantsDefendant/Counter-Plaintiffs demands trial by jury of all issues sotriable as of right.
DATED this ___day of January, 2022.
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true and correct copy of the foregoing has been served via the indicated method on this ______ day of January, 2022 on the following parties:
Via Florida E-portal
BEHAR, GUTT & GLAZER, P.A.
IRA GUTT, ESQ.
STACEY L. GLADDING, ESQ.
DCOTA A-350
1855 GRIFFIN ROAD
FORT LAUDERDALE, FL33004
E-mail: collections@bgglaw.com
/s/MerrileeZawadzki
/s/Joseph Mabe DOES HIS NAME BELONG HERE NOW?
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